Client Due Diligence
Sarnia Yachts Limited is regulated in Guernsey as licensed fiduciary and insurance intermediary businesses. We are therefore required to adhere to anti–money laundering and counter terrorist financing regulations before being able to accept any new client. For all clients (new & existing) we must hold and verify certain identification data that allows us to verify the identify our client and understand their sources of wealth and funding.
Identification data required for individual clients includes:
- Official personal identification number or other unique identifier contained in an unexpired official document that bears a photograph of the client
- Principal residential address
- Date and place of birth
- Nationality
- Any occupation, public position held and source of wealth
- Legal name, any former names and any other names used
We have created the attached guidance notes to help in the process of providing the Client Due Diligence in the format required to meet the standards expected of us by our regulator .
Library of documents (to be completed and returned to Sarnia Yachts):
- CDD Certification Requirements
- CDD Identification
- CDD Residential Address
- CDD Source of Wealth / Funds
October 2010.
